Episodes

  • Operational Resilience & Risk Management

    Operational Resilience & Risk Management
    Oct 9 2024
    UKGI's Head of Technical, David Anderson, is joined by UKGI Group Consultancy CEO, and experienced risk practitioner, Richard McKenzie. In this podcast, the pair discuss the FCA’s evolving expectations of firms in relation to risk management, how firms can implement a robust risk framework that supports business objectives, why it makes sense, and what support firms can access from UKGI.

    Hosted on Acast. See acast.com/privacy for more information.
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    29 mins
  • Culture, Conduct, and SMF Accountability

    Culture, Conduct, and SMF Accountability
    Sep 13 2024
    UKGI's Head of Technical, Dave Anderson, is joined by Technical Resources Manager, Alastair Haughton, and Regulatory Consultant and Independent Non-Executive Director at Howden Insurance, John King. They look at how culture remains a significant focus for the FCA and discuss cases where senior managers have been held accountable for their misconduct, both financial and non-financial.

    Hosted on Acast. See acast.com/privacy for more information.
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    33 mins
  • Customer Vulnerability

    Customer Vulnerability
    Aug 5 2024
    UKGI's Head of Technical, Dave Anderson, is joined by Technical Resources Manager, Alastair Haughton to discuss the ongoing applicability of the four drivers of vulnerability, what firms can do to help identify vulnerability, and how vulnerability MI should be used.

    Hosted on Acast. See acast.com/privacy for more information.
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    26 mins