Episodes

  • 15. Kate Burt: Founder & CEO, Hive Risk
    Oct 9 2024

    Kate Burt is with us this week, Founder and CEO of Hive Risk, a boutique consultancy supporting law firms with their approach to risk and compliance.

    We talked about how difficult it is for firms to achieve 100% AML compliance and the importance of the compliance team not taking a query at face value and actually understanding the nuance behind it.

    Kate also explained Hive Risk’s expertise in digital currency and source of funds and why so many firms need support in this area.

    ---

    Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know.

    Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our website or by following us on LinkedIn.

    This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association.

    The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their website to choose your course.

    Show More Show Less
    36 mins
  • 14. James Rickett: Global Lead - Anti Money Laundering and Sanctions Compliance, the ICA
    Jul 17 2024

    We were so excited to speak to James Rickett, Global Lead - Anti Money Laundering and Sanctions Compliance at The International Compliance Association.

    He did an absolutely incredible job of bringing this subject matter to life and putting it in real world terms, so we can really see the positive impacts this work has. A must listen!

    We also talked about:

    - What are sanctions and do they work?
    - The role of the regulator and whether fines are just part of the cost of doing business
    - How accountable should senior management be?
    - The importance of culture and how to change it
    - What an ICA course can do for your career

    ---

    Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know.

    Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our ⁠website ⁠or by following us on ⁠LinkedIn⁠.

    This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association.

    The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their ⁠website ⁠to choose your course.

    Show More Show Less
    48 mins
  • 13. Frank Maher: Partner at Legal Risk LLP
    May 15 2024

    This week, we spoke to Frank Maher, currently Partner of Legal Risk LLP, soon to be a partner at Keystone Law.

    We discussed Frank's journey to building Legal Risk LLP - the first firm of practicing solicitors to specifically advise law firms on PII and professional regulation, and why legal privilege is so important to what they do.

    We talked about navigating the successor practice rules and advising on bet the business liabilities, and why it's important to realise that when you think things are bad, they could be much worse!

    ---

    Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know.

    Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our website or by following us on LinkedIn.

    This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association.

    The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their website to choose your course.

    Show More Show Less
    36 mins
  • 12. Jonathon Bray: Director of Jonathon Bray Limited
    Apr 24 2024

    Welcome to Jonathon Bray, director of Jonathan Bray Limited, a specialist law firm compliance consultancy.

    Jon took us through the pitfalls of working with outcomes-focused regulation and what's lacking in the SRA guidance. We discussed what an ABS is and how a business like this may approach compliance.

    We also talked about some of the new challenges on the horizon for law firms and their risk and compliance teams, such as the increasing focus on culture in compliance.

    ---

    Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know.

    Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our website or by following us on LinkedIn.

    This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association.

    The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their website to choose your course.

    Show More Show Less
    29 mins
  • 11. Steve Brett: Co-founder, E3 Compliance Training
    Apr 10 2024

    We spoke to Steve Brett, Co-founder of E3 Compliance Training, who is on a mission to rid the world of grudge training and box ticking.

    Just because someone has completed the training, doesn't mean they've engaged with it. Did you know people have been known to pay their kids to do their compliance training for them?!

    Find out Steve's strategies for creating engaging training in this week's episode.

    ---

    Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know.

    Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our website or by following us on LinkedIn.

    This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association.

    The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their website to choose your course.

    Show More Show Less
    21 mins
  • 10. Ed Turner: Strategic Risk Partner at Mishcon de Reya
    Mar 27 2024

    This week, we spoke to Ed Turner, Strategic Risk Partner at Mishcon de Reya. It was fantastic to hear Ed's point of view on compliance and how it fits in with the wider business.

    We talked about measuring the success of a risk and compliance function on the right metrics, and not pigeonholing it with the wrong ones, and how creating alignment between the risk and compliance function and the business can give the firm a competitive advantage.

    Ed told us how he strives to empower subject matter experts in his team, and how the most important question he can ask is: 'what do you think?'

    ---

    Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know.

    Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our website or by following us on LinkedIn.

    This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association.

    The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their website to choose your course.

    Show More Show Less
    31 mins
  • 9. Jessica Cook: Senior Compliance Professional (offshore)
    Mar 13 2024

    This week, we spoke with Jessica Cook, a senior risk and compliance professional in the offshore world. She gave us a great insight into compliance at offshore law firms in places like the Cayman Islands and British Virgin Islands, the differing challenges that these firms face and how Hollywood has contributed to the misconceptions that surround them.

    Jessica also spoke about the vital importance of developing soft skills such as building trust in the success of a compliance function.

    ---

    Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know.

    Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our website or by following us on LinkedIn.

    This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association.

    The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their website to choose your course.

    Show More Show Less
    24 mins
  • 8. Asal Heydari: Global Head of Business Acceptance & Conflicts Management at Clyde & Co
    Feb 28 2024

    This week, we are joined by Asal Heydari, Global Head of Business Acceptance and Conflicts Management at Clyde & Co. Asal has been in law firm risk and compliance since the industry began and has a fantastic perspective on how the space works.

    She talked about how to assess urgency when fee earners bring their clients and matters to be cleared, and the benefits of not giving exact timeframes. The benefits of upskilling team members to perform total clearances, and whether AML and conflicts teams should be split, or combined.

    ---

    Thank you so much for listening to this episode. This show is for YOU so we are really interested to hear what you want, who you want us to speak to, and what you want us to talk about. Please do feel free to get in touch and let us know.

    Oh, and whilst we don't really talk about it, we are a recruitment agency so if you need help with recruitment or you are looking for new options on your career path, please get in touch at info@ajfoxcompliance.com or +44 207 117 2542. You can find out more about what we do on our website or by following us on LinkedIn.

    This podcast was hosted by Adam Spencer, produced by Adam Spencer and Kat Dadswell for AJ Fox Compliance, recorded and edited by Kerem Gokce and Taylan Yalkin at Wilmington PLC, and sponsored by The International Compliance Association.

    The ICA is the leading professional body for the global regulatory and financial crime community. Since 2001, ICA has enhanced the knowledge, skills and behaviour of over 170,000 professionals through their internationally recognised portfolio of professional qualifications, in-company training, continuous professional learning and world-class events. Get 10% off any ICA course with our discount code, AJFOX10. Visit their website to choose your course.

    Show More Show Less
    29 mins